關於「HKMA Type 1 and 4 license」標籤，搜尋引擎有相關的訊息討論：

Register of relevant individuals to be maintained by the HKMA under ...。

2002年9月12日 · In this regard, I am writing to advise you of the key features of the ... be deemed to have been registered with the SFC for Type 1, Type 4, ...： 。

Banking (Amendment) Ordinance 2002 and Securities and Futures ...。

2002年7月5日 · I shall write to notify you the commencement date when it is fixed. ... the SFC whether an applicant is considered to be fit and proper for ...： 。

Do you need a licence or registration? - SFC。

2019年2月11日 · Incidental exemption · Licensed for Type 1 regulated activity and carry out certain other regulated activities · Licensed for Type 2 regulated ...： 。

[PDF] Licensing Handbook - SFC。

6. You are licensed for Type 9 regulated activity (asset management) and you wish to carry out Type 1 (dealing in securities), Type 2 (dealing in futures ...： 。

SFC License Requirements in Hong Kong - Sleek。

SFC license types for regulated activities. A company (or an individual) should apply for one or more RA ...： 。

COVID-19 Related Circulars or Guidance (Non-Exhaustive ...。

2021年2月1日 · 1, Circular to licensed corporations – Margin requirements for non-centrally cleared OTC derivative transactions. The SFC published a ...。

Reuters Connect。

... offering from Reuters as well as content from 70+ world-class sources under a single subscription or license content directly with a credit card 1.。

ECFS Advanced Filing Search - Federal Communications Commission。

Welcome to the FCC's Electronic Comment Filing System. ECFS serves as the repository for official records in the FCC's docketed proceedings from 1992 to the ...。

Licensing Examination for Securities and Futures Intermediaries。

An individual will need one licence or registration to carry on different types of RA. The LEs have been approved by the Securities and Futures Commission (SFC) ...： 。

Investor Alert List - Monetary Authority of Singapore。

Results 1 - 710 of 710 · Access regulations, updates and licensing information. Banking. Regulations, guidance and licensing for deposit-taking institutions.